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At Premier Capital Mortgage and Realty, Inc. (PCMR) we hold ourselves to a standard of ethics that is embraced and recognized by industry professionals and organizations across the country.  We choose to adopt the code of ethics as our own and use these standards as a compass in our practice.  Every associate shall conform to the general standards set out in this code and apply them in their professional activities and conduct.

The following eight essential ethical qualities are set out below:

1) Integrity – PCMR associates shall observe high standards of honesty and integrity in conducting their financial planning business and in the provision of financial planning services.

2) Objectivity - PCMR associates shall disclose to the client any limitation on their ability to provide objective financial planning services.

3) Competence - PCMR associates shall provide competent financial planning services and maintain the necessary knowledge and skill to continue to do so in those areas in which the PCM associate is engaged.

4) Fairness - PCMR associates shall provide financial planning services in a manner that is fair and reasonable.

5) Diligence - PCMR associates shall act with due skill, care and diligence in the provision of financial planning services.

6) Professionalism - PCMR associates shall ensure their conduct does not bring discredit to the financial planning profession.

7) Confidentiality - PCMR associates shall not disclose any confidential information without the specific consent of the provider of that information unless compelled to by law or as required to fulfill their legal obligations.

8) Compliance - PCMR associates shall ensure their conduct complies with all applicable laws, rules and regulations of any government, government agency, regulatory organization, licensing agency or professional association governing the members' professional activities.


The Code of Ethics is a general standard that applies to all associates and employees of PCMR.


 

 
 


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